(2) a large undertaking that meets two of the following tests: (i) a balance sheet total of EUR 43,000,000 (ii) an annual net turnover of EUR 50,000,000 (iii) an average number of employees during the year of 250. The following list includes all authorised entities carrying out the characteristic activities of the entities mentioned, whether authorised by an EEA State or a third country and whether or not authorised by reference to a directive: (a) a credit institution (b) an investment firm (c) any other authorised or regulated financial institution (d) an insurance company (e) a collective investment scheme or the management company of such a scheme (f) a pension fund or the management company of a pension fund (g) a commodity or commodity derivatives dealer (h) a local (i) any other intermediaries investor. (1) An entity required to be authorised or regulated to operate in the financial markets.
ISHARE COMMODITY ETF PROFESSIONAL
In summary a person who can both be classified as a professional client under the Markets in Financial Instruments Directive and a qualified investor in accordance with the Prospectus Directive will generally need to meet one or more of the following requirements: On this website, Intermediaries are investors that qualify as both a Professional Client and a Qualified Investor. An individual investor, also known as a retail client, is a client organisation or individual who cannot meet both: (i) one or more of the professional client criteria laid down in Annex II to the Markets in Financial Instruments Directive (Directive 2004/39/EC) and (ii) one or more of the qualified investor criteria set out in Article 2 of the Prospectus Directive (Directive 2003/71/EC).
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